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英国物理学家、《时间简史》作者霍金逝世
 
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英国物理学家、《时间简史》作者霍金逝世

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英国物理学家、《时间简史》作者霍金逝世

曾在轮椅上漫游宇宙,思考万有引力的本质和宇宙的起源,成为人类意志和好奇心象征的剑桥大学物理学家、畅销书作家斯蒂芬·W·霍金(Stephen W. Hawking),于周三凌晨在英国剑桥的家中去世,享年76岁。

剑桥大学一名发言人证实了他的死讯。

“自阿尔伯特·爱因斯坦之后,没有哪位科学家能如此吸引公众的想象,并得到全世界几十亿人的喜爱,”纽约市立大学(City University of New York)理论物理学教授加来道雄(Michio Kaku)在一次采访中说。

而这些,都主要归功于霍金1988年出版的《时间简史——从大爆炸到黑洞》(A Brief History of Time: From the Big Bang to Black Holes)。这本书卖出了1000多万册,并启发了埃罗尔·莫里斯(Errol Morris)的一部纪录片。关于他的生平的2014年电影《万物理论》(The Theory of Everything)获奥斯卡多项提名,霍金的扮演者埃迪·雷德梅恩(Eddie Redmayne)还赢得了奥斯卡最佳男主角。

在科学上,霍金给人们留下最深的印象是一个十分奇怪的发现,奇怪到可以用一则禅宗公案的形式来表达:黑洞何时不再黑?在它爆炸之时。

他能创出一番事业本身就是奇迹。1963年,还在攻读研究生的霍金发现自己患上了肌萎缩性侧索硬化症,这种神经肌肉萎缩疾病也被称为葛雷克氏症。他被告知只有几年可活。

这种疾病减少了他的身体控制力,甚至是一根手指的弯曲或自主眼动,但并未影响他的心智机能。

他继而成为了他这一代的领军人物,探索着万有引力和深不见底且密度大到连光都无法逃脱的引力凹陷——黑洞的特性。

这项研究后来成为了现代物理学史上的一个转折点。在1973年的最后几个月,当霍金开始将量子理论——关乎亚原子世界一切的古怪法则——应用在黑洞上时,它就在脑中自然而然地显现了。在一场漫长而艰巨的计算中,霍金困惑地发现,黑洞——那些传说中的宇宙末日化身——并非真的就是黑的。实际上,他发现,它们最终会熄灭,泄露出辐射和粒子,最终会爆炸,并在永恒的时间中消失。

一开始,没人相信粒子会从黑洞中出来,也包括霍金自己在内。“我根本就没有在找它们,”他在1978年的一次采访中回忆道。“我只是被它们绊了一跤。我还挺生气的。”

这项计算在1974年以《黑洞爆炸?》(Black Hole Explosions?)为题发表于《自然》(Nature)期刊的论文中,至今仍为科学家们称颂,在对自然统一理论的艰苦追寻中,霍金的研究成为第一个重大里程碑。这种理论意在将引力与量子力学——那些对大与小的相互冲突的描述——连接起来,从而解释一个看起来比所有人所想的更为陌生的宇宙。

被称为霍金辐射的发现彻底颠覆了黑洞。把它从一个破坏者变成了创造者——或者至少是回收者,让终极理论的梦想转向了陌生的新方向。

“你可以问问,一个人跳进黑洞会发生什么,”霍金在1978年的一次采访中说。“我肯定不认为他能活下来。”

“但是另一方面,”他又说,“如果我们把某个人送出去让他跳进黑洞,不论是他还是组成他的原子都是回不来的,但他的质能会回来。或许这适用于整个宇宙。”

宇宙学家、霍金的剑桥论文导师丹尼斯·W·夏马(Dennis W. Sciama)把霍金在《自然》上发表的论文称为“物理学史上最美的文章”。

普林斯顿高等研究院(Institute for Advanced Study)的理论家爱德华·威登(Edward Witten)表示:“为了更好地理解霍金而做的努力,在将近40年的实践中一直是许多新鲜思想的来源,而我们可能还远远没能完全理解它。感觉仍然是新的。”

2002年,霍金表示他希望能把霍金辐射的公式刻在自己的墓碑上。

他是一个超越了极限的人——在他的智力生活中当然如此,然而在他职业和个人生活中也一样。他环游全球参加科学会议,到访过包括南极洲在内的所有大洲;写过有关自己的研究的畅销书;结过两次婚;养育了三个孩子;还曾出现在《辛普森一家》(The Simpsons)、《星际迷航:下一代》(Star Trek: The Next Generation)以及《生活大爆炸》(The Big Bang Theory)等剧集中。


Stephen W. Hawking, the Cambridge University physicist and best-selling author who roamed the cosmos from a wheelchair, pondering the nature of gravity and the origin of the universe and becoming an emblem of human determination and curiosity, died early Wednesday at his home in Cambridge, England. He was 76.

A university spokesman confirmed the death.

“Not since Albert Einstein has a scientist so captured the public imagination and endeared himself to tens of millions of people around the world,” Michio Kaku, a professor of theoretical physics at the City University of New York, said in an interview.

Dr. Hawking did that largely through his book “A Brief History of Time: From the Big Bang to Black Holes,” published in 1988. It has sold more than 10 million copies and inspired a documentary film by Errol Morris. His own story was the basis of an award-winning 2014 feature film, “The Theory of Everything.” (Eddie Redmayne played Dr. Hawking and won an Academy Award.)

Stephen Hawking, one of the greatest physicists of our time, died on Wednesday. He is immortalized by his brilliant research, but also by his pop culture appearances.

 By CAMILLA SCHICK on Publish DateMarch 14, 2018. Photo by David Parry/Press Association, via Associated Press.Watch in Times Video »

 
Scientifically, Dr. Hawking will be best remembered for a discovery so strange that it might be expressed in the form of a Zen koan: When is a black hole not black? When it explodes.

What is equally amazing is that he had a career at all. As a graduate student in 1963, he learned he had amyotrophic lateral sclerosis, a neuromuscular wasting disease also known as Lou Gehrig’s disease. He was given only a few years to live.

The disease reduced his bodily control to the flexing of a finger and voluntary eye movements but left his mental faculties untouched.

He went on to become his generation’s leader in exploring gravity and the properties of black holes, the bottomless gravitational pits so deep and dense that not even light can escape them.

That work led to a turning point in modern physics, playing itself out in the closing months of 1973 on the walls of his brain when Dr. Hawking set out to apply quantum theory, the weird laws that govern subatomic reality, to black holes. In a long and daunting calculation, Dr. Hawking discovered to his befuddlement that black holes — those mythological avatars of cosmic doom — were not really black at all. In fact, he found, they would eventually fizzle, leaking radiation and particles, and finally explode and disappear over the eons.

Slide Show

SLIDE SHOW

The Expansive Life of Stephen Hawking

CreditPaul E. Alers/NASA

Nobody, including Dr. Hawking, believed it at first — that particles could be coming out of a black hole. “I wasn’t looking for them at all,” he recalled in 1978. “I merely tripped over them. I was rather annoyed.”

That calculation, in a thesis published in 1974 in the journal Nature under the title “Black Hole Explosions?,” is hailed by scientists as the first great landmark in the struggle to find a single theory of nature — to connect gravity and quantum mechanics, those warring descriptions of the large and the small, to explain a universe that seems stranger than anybody had thought.

The discovery of Hawking radiation, as it is known, turned black holes upside down. It transformed them from destroyers to creators — or at least to recyclers — and wrenched the dream of a final theory in a strange, new direction.

“You can ask what will happen to someone who jumps into a black hole,” Dr. Hawking said in 1978. “I certainly don’t think he will survive it.

“On the other hand,” he added, “if we send someone off to jump into a black hole, neither he nor his constituent atoms will come back, but his mass energy will come back. Maybe that applies to the whole universe.”

Dennis W. Sciama, a cosmologist and Dr. Hawking’s thesis adviser at Cambridge, called Hawking’s thesis in Nature “the most beautiful paper in the history of physics.”

Hawking in His Own Words

In a rare interview in 2011, Dr. Hawking discussed his life and work.

 

 

Edward Witten, a theorist at the Institute for Advanced Study in Princeton, said: “Trying to understand Hawking’s discovery better has been a source of much fresh thinking for almost 40 years now, and we are probably still far from fully coming to grips with it. It still feels new.”

In 2002, Dr. Hawking said he wanted the formula for Hawking radiation to be engraved on his tombstone.

He was a man who pushed the limits — in his intellectual life, to be sure, but also in his professional and personal lives. He traveled the globe to scientific meetings, visiting every continent, including Antarctica; wrote best-selling books about his work; married twice; fathered three children; and was not above appearing on “The Simpsons,” “Star Trek: The Next Generation” or “The Big Bang Theory.”

He celebrated his 60th birthday by going up in a hot-air balloon. The same week, he also crashed his electric-powered wheelchair while speeding around a corner in Cambridge, breaking his leg.

In April 2007, a few months after his 65th birthday, he took part in a zero-gravity flight aboard a specially equipped Boeing 727, a padded aircraft that flies a roller-coaster trajectory to produce fleeting periods of weightlessness. It was a prelude to a hoped-for trip to space with Richard Branson’s Virgin Galactic company aboard SpaceShipTwo.

Asked why he took such risks, Dr. Hawking said, “I want to show that people need not be limited by physical handicaps as long as they are not disabled in spirit.”

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Dr. Hawking pushed the limits in his professional and personal life. In 2007, when he was 65, he took part in a zero-gravity flight aboard a specially equipped Boeing 727. CreditZero Gravity Corp., via Associated Press

His own spirit left many in awe.

“What a triumph his life has been,” said Martin Rees, a Cambridge University cosmologist, the astronomer royal of England and Dr. Hawking’s longtime colleague. “His name will live in the annals of science; millions have had their cosmic horizons widened by his best-selling books; and even more, around the world, have been inspired by a unique example of achievement against all the odds — a manifestation of amazing willpower and determination.”

Studies Came Easy

Stephen William Hawking was born in Oxford, England, on Jan. 8, 1942 — 300 years to the day, he liked to point out, after the death of Galileo, who had begun the study of gravity. His mother, the former Isobel Walker, had gone to Oxford to avoid the bombs that fell nightly during the Blitz of London. His father, Frank Hawking, was a prominent research biologist.

The oldest of four children, Stephen was a mediocre student at St. Albans School in London, though his innate brilliance was recognized by some classmates and teachers.

Later, at University College, Oxford, he found his studies in mathematics and physics so easy that he rarely consulted a book or took notes. He got by with a thousand hours of work in three years, or one hour a day, he estimated. “Nothing seemed worth making an effort for,” he said.

The only subject he found exciting was cosmology because, he said, it dealt with “the big question: Where did the universe come from?”

WHO WAS STEPHEN W. HAWKING?

  • Stephen W. Hawking was born in Oxford, England, on Jan. 8, 1942.
  • At 21, he was diagnosed with amyotrophic lateral sclerosis, also known as Lou Gehrig’s disease, and was told he had less than three years to live.
  • He was a renowned Cambridge University physicist and best-selling author who visited every continent and married twice, fathering three children.
  • He produced some of the most important cosmological research of his time about gravity and the properties of black holes.

He moved to Cambridge upon his graduation from Oxford. Before he could begin his research, however, he was stricken by what his research adviser, Dr. Sciama, came to call “that terrible thing.”

The young Hawking had been experiencing occasional weakness and falling spells for several years. Shortly after his 21st birthday, in 1963, doctors told him that he had amyotrophic lateral sclerosis. They gave him less than three years to live.

His first response was severe depression. He dreamed he was going to be executed, he said. Then, against all odds, the disease appeared to stabilize. Though he was slowly losing control of his muscles, he was still able to walk short distances and perform simple tasks, though laboriously, like dressing and undressing. He felt a new sense of purpose.

“When you are faced with the possibility of an early death,” he recalled, “it makes you realize that life is worth living and that there are a lot of things you want to do.”

In 1965, he married Jane Wilde, a student of linguistics. Now, by his own account, he not only had “something to live for”; he also had to find a job, which gave him an incentive to work seriously toward his doctorate.

His illness, however, had robbed him of the ability to write down the long chains of equations that are the tools of the cosmologist’s trade. Characteristically, he turned this handicap into a strength, gathering his energies for daring leaps of thought, which, in his later years, he often left for others to codify in proper mathematical language.

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Dr. Hawking and his first wife, the former Jane Wilde, in 1990. The couple married in 1965. He said the marriage gave him “something to live for.”CreditDavid Montgomery/Getty Images

“People have the mistaken impression that mathematics is just equations,” Dr. Hawking said. “In fact, equations are just the boring part of mathematics.”

By necessity, he concentrated on problems that could be attacked through “pictures and diagrams,” adopting geometric techniques that had been devised in the early 1960s by the mathematician Roger Penrose and a fellow Cambridge colleague, Brandon Carter, to study general relativity, Einstein’s theory of gravity.

Black holes are a natural prediction of that theory, which explains how mass and energy “curve” space, the way a sleeping person causes a mattress to sag. Light rays will bend as they traverse a gravitational field, just as a marble rolling on the sagging mattress will follow an arc around the sleeper.

Too much mass or energy in one spot could cause space to sag without end; an object that was dense enough, like a massive collapsing star, could wrap space around itself like a magician’s cloak and disappear, shrinking inside to a point of infinite density called a singularity, a cosmic dead end, where the known laws of physics would break down: a black hole.

Einstein himself thought this was absurd when the possibility was pointed out to him.

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Dr. Hawking in his office at the University of Cambridge in December 2011. His only complaint about his speech synthesizer, which was manufactured in California, was that it gave him an American accent.CreditSarah Lee/London Science Museum, via Agence France-Presse — Getty Images

Using the Hubble Space Telescope and other sophisticated tools of observation and analysis, however, astronomers have identified hundreds of objects that are too massive and dark to be anything but black holes, including a supermassive one at the center of the Milky Way. According to current theory, the universe should contain billions more.

As part of his Ph.D. thesis in 1966, Dr. Hawking showed that when you ran the film of the expanding universe backward, you would find that such a singularity had to have existed sometime in cosmic history; space and time, that is, must have had a beginning. He, Dr. Penrose and a rotating cast of colleagues published a series of theorems about the behavior of black holes and the dire fate of anything caught in them.

A Calculation in His Head

Dr. Hawking’s signature breakthrough resulted from a feud with the Israeli theoretical physicist Jacob Bekenstein, then a Princeton graduate student, about whether black holes could be said to have entropy, a thermodynamic measure of disorder. Dr. Bekenstein said they could, pointing out a close analogy between the laws that Dr. Hawking and his colleagues had derived for black holes and the laws of thermodynamics.

Dr. Hawking said no. To have entropy, a black hole would have to have a temperature. But warm objects, from a forehead to a star, radiate a mixture of electromagnetic radiation, depending on their exact temperatures. Nothing could escape a black hole, and so its temperature had to be zero. “I was very down on Bekenstein,” Dr. Hawking recalled.

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Dr. Hawking in 1979. The only subject at University College, Oxford, that he found exciting was cosmology because it dealt with what he called “the big question: Where did the universe come from?”CreditSanti Visalli/Getty Images

To settle the question, Dr. Hawking decided to investigate the properties of atom-size black holes. This, however, required adding quantum mechanics, the paradoxical rules of the atomic and subatomic world, to gravity, a feat that had never been accomplished. Friends turned the pages of quantum theory textbooks as Dr. Hawking sat motionless staring at them for months. They wondered if he was finally in over his head.

When he eventually succeeded in doing the calculation in his head, it indicated to his surprise that particles and radiation were spewing out of black holes. Dr. Hawking became convinced that his calculation was correct when he realized that the outgoing radiation would have a thermal spectrum characteristic of the heat radiated by any warm body, from a star to a fevered forehead. Dr. Bekenstein had been right.

Dr. Hawking even figured out a way to explain how particles might escape a black hole. According to quantum principles, the space near a black hole would be teeming with “virtual” particles that would flash into existence in matched particle-and-antiparticle pairs — like electrons and their evil twin opposites, positrons — out of energy borrowed from the hole’s intense gravitational field.

They would then meet and annihilate each other in a flash of energy, repaying the debt for their brief existence. But if one of the pair fell into the black hole, the other one would be free to wander away and become real. It would appear to be coming from the black hole and taking energy away from it.

But those, he cautioned, were just words. The truth was in the math.

“The most important thing about Hawking radiation is that it shows that the black hole is not cut off from the rest of the universe,” Dr. Hawking said.

It also meant that black holes had a temperature and had entropy. In thermodynamics, entropy is a measure of wasted heat. But it is also a measure of the amount of information — the number of bits — needed to describe what is in a black hole. Curiously, the number of bits is proportional to the black hole’s surface area, not its volume, meaning that the amount of information you could stuff into a black hole is limited by its area, not, as one might think, its volume.

That result has become a litmus test for string theory and other pretenders to a theory of quantum gravity. It has also led to speculations that we live in a holographic universe, in which three-dimensional space is some kind of illusion.

Andrew Strominger, a Harvard string theorist, said of the holographic theory, “If it’s really true, it’s a deep and beautiful property of our universe — but not an obvious one.”

To ‘Know the Mind of God’

The discovery of black hole radiation also led to a 30-year controversy over the fate of things that had fallen into a black hole.

Dr. Hawking initially said that detailed information about whatever had fallen in would be lost forever because the particles coming out would be completely random, erasing whatever patterns had been present when they first fell in. Paraphrasing Einstein’s complaint about the randomness inherent in quantum mechanics, Dr. Hawking said, “God not only plays dice with the universe, but sometimes throws them where they can’t be seen.”

Many particle physicists protested that this violated a tenet of quantum physics, which says that knowledge is always preserved and can be retrieved. Leonard Susskind, a Stanford physicist who carried on the argument for decades, said, “Stephen correctly understood that if this was true, it would lead to the downfall of much of 20th-century physics.”

On another occasion, he characterized Dr. Hawking to his face as “one of the most obstinate people in the world; no, he is the most infuriating person in the universe.” Dr. Hawking grinned.

Dr. Hawking admitted defeat in 2004. Whatever information goes into a black hole will come back out when it explodes. One consequence, he noted sadly, was that one could not use black holes to escape to another universe. “I’m sorry to disappoint science fiction fans,” he said.

Despite his concession, however, the information paradox, as it is known, has become one of the hottest topics in theoretical physics. Physicists say they still do not know how information gets in or out of black holes.

An Earthling’s Guide to Black Holes

Welcome to the place of no return — a region in space where the gravitational pull is so strong that not even light can escape it. This is a black hole.

 

Raphael Bousso of the University of California, Berkeley, and a former student of Dr. Hawking’s, said the present debate had raised “by another few notches” his estimation of the “stupendous magnitude” of Dr. Hawking’s original discovery.

In 1974, Dr. Hawking was elected a Fellow of the Royal Society, the world’s oldest scientific organization; in 1979, he was appointed to the Lucasian chair of mathematics at Cambridge, a post once held by Isaac Newton. “They say it’s Newton’s chair, but obviously it’s been changed,” he liked to quip.

Dr. Hawking also made yearly visits to the California Institute of Technology in Pasadena, which became like a second home. In 2008, he joined the Perimeter Institute for Theoretical Physics in Waterloo, Ontario, as a visiting researcher.

Having conquered black holes, Dr. Hawking set his sights on the origin of the universe and on eliminating that pesky singularity at the beginning of time from models of cosmology. If the laws of physics could break down there, they could break down everywhere.

In a meeting at the Vatican in 1982, he suggested that in the final theory there should be no place or time when the laws broke down, even at the beginning. He called the notion the “no boundary” proposal.

With James Hartle of the Institute for Theoretical Physics in Santa Barbara, Calif., Dr. Hawking envisioned the history of the universe as a sphere like the Earth. Cosmic time corresponds to latitude, starting with zero at the North Pole and progressing southward.

Although time started there, the North Pole was nothing special; the same laws applied there as everywhere else. Asking what happened before the Big Bang, Dr. Hawking said, was like asking what was a mile north of the North Pole — it was not any place, or any time.

By then, string theory, which claimed finally to explain both gravity and the other forces and particles of nature as tiny microscopically vibrating strings, like notes on a violin, was the leading candidate for a “theory of everything.”

In “A Brief History of Time,” Dr. Hawking concluded that “if we do discover a complete theory” of the universe, “it should in time be understandable in broad principle by everyone, not just a few scientists.”

He added, “Then we shall all, philosophers, scientists and just ordinary people, be able to take part in the discussion of why it is that we and the universe exist.”

“If we find the answer to that,” he continued, “it would be the ultimate triumph of human reason — for then we would know the mind of God.”

“I want to show that
people need not be
limited by physical
handicaps as long as they
are not disabled in spirit.”

DR. HAWKING

Until 1974, Dr. Hawking was still able to feed himself and to get in and out of bed. At Jane’s insistence, he would drag himself, hand over hand, up the stairs to the bedroom in his Cambridge home every night, in an effort to preserve his remaining muscle tone. After 1980, care was supplemented by nurses.

Dr. Hawking retained some control over his speech up to 1985. But on a trip to Switzerland, he came down with pneumonia. The doctors asked Jane if she wanted his life support turned off, but she said no. To save his life, doctors inserted a breathing tube. He survived, but his voice was permanently silenced.

Speaking With the Eyes

It appeared for a time that he would be able to communicate only by pointing at letters on an alphabet board. But when a computer expert, Walter Woltosz, heard about Dr. Hawking’s condition, he offered him a program he had written called Equalizer. By clicking a switch with his still-functioning fingers, Dr. Hawking was able to browse through menus that contained all the letters and more than 2,500 words.

Word by word — and when necessary, letter by letter — he could build up sentences on the computer screen and send them to a speech synthesizer that vocalized for him. The entire apparatus was fitted to his motorized wheelchair.

Even when too weak to move a finger, he communicated through the computer by way of an infrared beam, which he activated by twitching his right cheek or blinking his eye. The system was expanded to allow him to open and close the doors in his office and to use the telephone and internet without aid.

Although he averaged fewer than 15 words per minute, Dr. Hawking found he could speak through the computer better than he had before losing his voice. His only complaint, he confided, was that the speech synthesizer, manufactured in California, gave him a new vocal inflection.

“Please pardon my American accent,” he used to say.

His decision to write “A Brief History of Time” was prompted, he said, by a desire to share his excitement about “the discoveries that have been made about the universe” with “the public that paid for the research.” He wanted to make the ideas so accessible that the book would be sold in airports.

He also hoped to earn enough to pay for his children’s education. He did. The book’s extraordinary success made him wealthy, a hero to disabled people everywhere and even more famous.

The news media followed his movements and activities over the years, from visiting the White House to meeting the Dallas Cowboys cheerleaders, and reported his opinions on everything from national health care (socialized medicine in England had kept him alive) to communicating with extraterrestrials (maybe not a good idea, he said), as if he were a rolling Delphic Oracle.

Asked by New Scientist magazine what he thought about most, Dr. Hawking answered: “Women. They are a complete mystery.”

 
In 1990, Dr. Hawking and his wife separated after 25 years of marriage; Jane Hawking wrote about their years together in two books, “Music to Move the Stars: A Life With Stephen Hawking” and “Traveling to Infinity: My Life With Stephen.” The latter became the basis of the movie “The Theory of Everything.”

In 1995, he married Elaine Mason, a nurse who had cared for him since his bout of pneumonia. She had been married to David Mason, the engineer who had attached Dr. Hawking’s speech synthesizer to his wheelchair.

In 2004, British newspapers reported that the Cambridge police were investigating allegations that Elaine had abused Dr. Hawking, but no charges were filed, and Dr. Hawking denied the accusations. They later divorced.

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Dr. Hawking married Elaine Mason in 1995. CreditLynne Sladky/Associated Press

His survivors include his children, Robert, Lucy and Tim, and three grandchildren.

‘There Is No Heaven’

Among his many honors, Dr. Hawking was named a commander of the British Empire in 1982. In the summer of 2012, he had a star role in the opening of the Paralympics Games in London. The only thing lacking was the Nobel Prize, and his explanation for this was characteristically pithy: “The Nobel is given only for theoretical work that has been confirmed by observation. It is very, very difficult to observe the things I have worked on.”

Dr. Hawking was a strong advocate of space exploration, saying it was essential to the long-term survival of the human race. “Life on Earth is at the ever-increasing risk of being wiped out by a disaster, such as sudden global nuclear war, a genetically engineered virus or other dangers we have not yet thought of,” he told an audience in Hong Kong in 2007

Nothing raised as much furor, however, as his increasingly scathing remarks about religion. One attraction of the no-boundary proposal for Dr. Hawking was that there was no need to appeal to anything outside the universe, like God, to explain how it began.

In “A Brief History of Time,” he had referred to the “mind of God,” but in “The Grand Design,” a 2011 book he wrote with Leonard Mlodinow, he was more bleak about religion. “It is not necessary to invoke God to light the blue touch paper,” he wrote, referring to the British term for a firecracker fuse, “and set the universe going.”

He went further that year, telling The Guardian: “I regard the brain as a computer which will stop working when its components fail. There is no heaven or afterlife for broken-down computers; that is a fairy story for people afraid of the dark.”

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Dr. Hawking saw space exploration as essential to the long-term survival of the human race. “Life on Earth is at the ever-increasing risk of being wiped out by a disaster, such as sudden global nuclear war,” he said in 2007.CreditDavid Silverman/Getty Images

Having spent the best part of his life grappling with black holes and cosmic doom, Dr. Hawking had no fear of the dark.

“They’re named black holes because they are related to human fears of being destroyed or gobbled up,” he once told an interviewer. “I don’t have fears of being thrown into them. I understand them. I feel in a sense that I am their master.”

Correction: March 14, 2018 
An earlier version of this obituary misstated the year Dr. Hawking was appointed to the Lucasian chair of mathematics at Cambridge University. It was 1979, not 1982. The earlier version also misstated part of the title of Martin Rees, a longtime colleague of Dr. Hawking’s. He is the astronomer royal of England, not Britain.



   
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方励之:霍金第一次访华

【编者注:著名物理学家霍金(Stephen Hawking)于2018年3月14日逝世,享年76岁。方励之先生十年前曾在本刊发表文章介绍霍金第一次访华,本刊特重发此文,以此纪念霍金。】

目击者告知,霍金在中国访问时的待遇,“很接近党和国家领导人”了。2006年,他的公众学术报告被安排在北京的人民大会堂举行。听众数千,有学者专家,有高政治级别的人物,也有霍金爱好者。相比之下,霍金1985年第一次访华,是被怠慢了。那一次,偏居合肥的中国科技大学是唯一的邀请单位。在中央北京找不到一个类似“级别”的单位招待他。后来还是请我的朋友北京师范大学物理系刘辽教授和他的小组帮忙,照顾霍金在北京逗留了三天。

1985年的公众报告只能安排在科大的水上报告厅。听众三,四百,大多是不到二十岁的学生,许多还是少年班的孩子。我很怕客人误认为我们不尊重他们,居然找来一群似乎还是流着永远擦不干的鼻涕的顽童来凑数,听他的“世界级”的报告。幸好,我们从南京大学天文系特别请来陆埮教授。陆教授当时的政治身份是全国人民代表大会代表 。这样,我可以向客人说,有与贵国“下院议员”等价的教授在场听报告。后来照相时 ,也请陆教授站在正中央(见图)。

图注:1985年4月29日科大校级接待室 。前排左起:B. Carr, 霍金专用翻译(霍金语到英语),S. 霍金,霍金的护士。后排左起:朱杏芬,方励之,陆埮。

霍金在学术上的重要成就,大都是在1985年之前做出的。1980年他已被聘为剑桥大学的Lucasian讲座教授(牛顿,狄拉克等理论物理大师都曾任这个讲座教授)。不过,1985年时,除了广义相对论和宇宙学圈子里的人,公众并不知道霍金到底是何方神圣。霍金变成一个公众“偶像”是在他的“时间简史”一书畅销之后。1985年霍金访问合肥时,他正在赶写“时间简史”。1985年5月2日我陪霍金和他的翻译护士等一行乘火车从合肥回北京。霍金在火车上还在抓紧时间写他的“时间简史”。他很坦率,说,写这本科普书的目的就是为赚钱。因为,他要雇用一个医生一个护士一个翻译(他当时还能说话,但一般人听不懂,必得有专门人译成普通的英文)。开销很大。英国当局和剑桥大学不能付所有费用。

黑洞vs.光陷

“时间简史”出版后,销路极佳,霍金成大众“明星”了。“时间简史”的中译本,也是中文科普丛书“第一推动”的首册。尽管如此,我敢说,大部分公众仍然并不真知道霍金的学术贡献在那里。TIME(时代)杂志有文说,购有“时间简史”者,大多只看到(或只能看到)第三页。可以推断,在北京人民大会堂里的数千霍金听众,读过第三页以后者,也不会多。

这不奇怪,隔行如隔山。特别是霍金的拿手行当――时空的大尺度结构和奇性。

说一段黑洞的掌故。六十年代晚期(即文化大革命火热时),普林斯顿大学的J. A. Wheeler (1911-2008)和他的学生率先开展相对论天体物理研究,他们发明了一个新词,black hole,用以表示Schwarschild,Kerr 等广义相对论解的视界特性。七十年初,国门紧闭,但black hole研究还是渗透进了中国。广义相对论界,一开始就直译black hole为黑洞。但是,钱学森先生有异议,他主张black hole应译成光陷。理由是,黑洞的基本特性是,凡掉入黑洞视界的东西都出不来,光子进去,也出不来,光被陷住了,发不出光来。然而,“物理学名词”(全国自然科学名词审定委员会颁布)还是采用黑洞为black hole 的正式中译名,“光陷” 译法被否定。理由也简单,黑洞是会发光的。这就是霍金的重要贡献之一――黑洞辐射,或称霍金蒸发。这个结果,霍金在1974年就得到了。不过,当时中外坊间还没有介绍霍金蒸发的科普文章,或小册子。所以,鲜为隔行者知。

“ 霍金蒸发”正是促使科大邀请霍金的主要理由之一。

绕过大不列颠使馆奇点

黑洞是科大天体物理小组在70年代的研究课题之一。70年代末,国门一开,首先想到的就是邀请第一流的黑洞物理学者来科大讲学。很快,1981年,黑洞“祖师爷”Wheeler “一个外国人,七十岁了,为了……不远万里,来到中国(合肥)”(80年代初的标准欢迎词)。Wheeler夫人年龄更大一点,夫妇俩只带了很小的箱子。他们说,合肥人Frank(杨振宁)告诉他们,合肥是个小地方,交通不便,不宜带大箱子。

随后,我们请年轻一辈的黑洞学者来合肥。1981年就动手邀请霍金,但碰了钉子。历时四年,才达到目的。主要是由于英国驻北京使馆不同意。他们的理由很简单:合肥是个小地方,交通不便,不适合重残疾人霍金访问。霍金的饮食特别,是专门制作的。要从英国带来,或空运来。北京和英国之间的交通还可以。而合肥就太差了,要想把必要的补给及时运到合肥,似无保障。理由很充足,合肥确是差了一点。

不过,我们没有就此作罢。当时钱临照先生是科大副校长,他负责邀请霍金的公务。钱先生是英国通,深知如何与英式官僚主义周旋。他说,不必着急。英国使馆的态度只表明他们怕负责任。霍金多少也算是大不列颠的一个“国宝”(英使馆人员语),如果万一在合肥有差错,使馆的确担待不起。所以,必须想办法,让英使馆无需担待。

我们知道霍金本人很想来华。他说,只要能保证他在合肥存活(survive),他就会来。为此,科大于1983年先请Bernard J. Carr访合肥。Carr是霍金早期的学生,也是一位黑洞学者。Carr与霍金合作发展的“宇宙暴涨期小黑洞(mini black hole)形成”理论,是该领域的奠基作。Carr任教于伦敦大学(Queen Mary),业余还研究传心术,或心灵感应。为人比较随和。请Carr来合肥的目的之一就是要他看看,合肥这个“小地方”是不是足以让 “大不列颠国宝” 存活三四天。Carr于1983年6月26-30日来合肥。学术演讲的题目是“人择原理”(人只能研究人可生存的宇宙)。Carr的结论是肯定的,合肥在霍金可生存的宇宙中。合肥比剑桥大多了,以大不列颠的尺度,合肥可不能算是小地方,淝河也比剑河大。剑桥虽有机场,二战时军用,但并无民航航班。如有人提议合肥与剑桥作地理交换,他赞成。(Wheeler 游览三峡时也曾说,如有人提议三峡与科罗拉多大峡谷交换,他赞成)。回英国后,Carr向霍金报告了他对合肥的考察。1984年我们再度邀请霍金时,英使馆没有再反对。后来,安徽省破例,“大不列颠国宝”被安排住在稻香楼宾馆,即毛泽东在合肥的下榻处。就这样,英使馆奇点被绕过。当时的外事活动,以年为周期,1984年申报1985年的计划。所以,迟到1985年霍金才首次访华。

这就是为什么,霍金来合肥时, Carr一定要陪同(见图)。

为什麽时间总是向前?

霍金一行在科大逗留四天,4月28日到 5月2日。Carr作了一个报告,霍金作了两个,一是专业的,一是公众性的 。前者是黑洞形成的理论,后者是“Why does time go forward ?”( 为什麽时间总是向前?)更通俗一点“为什麽不能返老还童?”对这个问题,霍金并没有突破性的贡献。霍金选择这个讲题,可能是要表示Lucasian讲座教授的一种传统。牛顿当年思考的问题之一是:苹果会掉到地上,月亮是不是也正在掉到地上?狄拉克则热衷于宇宙的numerology,即宇宙中各种数字之间的“神秘”关系。简言之,大英帝国的国宝们,无论是十七世纪的牛顿,还是二十世纪的狄拉克,或霍金,都挺喜欢 “杞人” 式的“忧天”问题。这就是一种传统。

80年代初,翻案风流行。 冤假错案,无论现代的,还是古代的,一一平反。霍金演讲的一个副产品是,“杞人忧天”不能不翻案了。 “杞人忧天”的贬义用法,少了。诗仙李白讥讽杞国人是“杞国无事忧天倾”。按现在年轻人的流行说法,那只证明李白本人是个“文科生”(事实描述,无贬义),只想着月中嫦娥(“白兔v春,嫦娥孤cl保创蚧麒饺说奈锢砦侍猓骸霸伦购酰俊薄

在三千多年前,就能提问“天坠乎?”的杞人,确实非同寻常。亚里士多德在两千多年前,为解释天不坠,发明了celestial matter理论。现在看来并不对,但仍受到推崇。按伏尔泰的说法,牛顿的最大贡献是取消了celestial matter。所以,亚里士多德至少想对了问题,刺激了牛顿的反向思考(月亮同苹果一样,是在坠)。提出正确的问题,乃成功之半。部分同仁曾建议,应当在河南省杞县召开一次现代宇宙学会议,为杞国国宝(们)“平反”,倡导“杞人忧天”的学术精神――提出有价值的问题。后来作罢,“忧天”一词容易被广义化,是不能用的。

在当年公众演讲中,霍金鼓吹的模型是,时间并不能总是向前。就如在地球上走,“向南!”“向南!”,不准后退,可以。但到了南极,再往任何方向走,都是“向北”了,“后退”了 。在一个人的寿命期间,时间总是“向南!”“向南!”。但一当整个宇宙演化到了南极,再走就只有“向北”了。所以,“返老还童”对个人是不可能的。但对整个宇宙而言,“向南”是有终结,要转向的。讲到此,霍金为他的模型得意地笑了。当时的口译者,也一时兴起,长话短译,即兴地加了一句,霍金的模型,差不多就是“法轮回转”吧(“西游记”,唐三藏曰:“见佛求经,使我们法轮回转”)。

听了霍金的“为什麽时间总是向前?”,有如见“佛”求经,一时人人似乎都在构建自己的“法轮回转” 模型。

长城与霍金蒸发

霍金到北京后,由北师大刘辽教授照应。没有大型学术活动。但霍金突然提出要上长城。这是个难题。原来的计划中没有这一项。Carr也没有料到。刘辽等向霍金解释,长城没有能力接待残疾人,没有无障碍通道。长城的基本功效就是设置障碍。它不适合行动不便者游览。但霍金不为所动,坚持要上长城。他可能是中了“不到长城非好汉”的诱惑。霍金甚至说,如果不让他上长城,他就就地自杀。虽然,盎格鲁萨克逊人不像大和日本人那样认真于自杀承诺。但这表明,没有说服的余地了。

随后,刘辽请他的一帮子男性研究生抬霍金登长城。我没有随他们去,不知道他们是如何抬这位“大不列颠国宝”的。不过我知道一个后果:霍金蒸发后来成了北师大物理系的一个不变课题,从霍金1985年的访问直到今天,二十多年里,他们不断有关于霍金蒸发的论文发表。我想,这多少是同“抬霍金登长城”有关。几个热爱黑洞的小伙子抬得太累了,心里不免会嘀咕,苦差事啊,霍金要能蒸发掉就好了。

可惜,长城不是黑洞的视界。

2008年9月



   
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